Single Patients

Single Patients 2018-05-25T16:30:53+00:00

Single Patients

Clinical Research Pathways works with IRBs and physicians to make it easier for single patients to navigate the expanded access process.

For IRBs

When reviewing drugs for expanded access, IRBs face four challenges:

  • To speed up the review process for patients who truly are almost out of time.
  • To ensure that the experimental medicine will not cause undue harm to the patients involved.
  • To ensure that patients make informed decisions about using the experimental medicine.
  • To avoid jeopardizing drug approval for future.

Clinical Research Pathways has identified the following four-step process to support IRBs and desperately ill patients. A PDF version can be downloaded here.

Streamlining Procedures for Single Patient Expanded Access Requests Involving Investigational New Drugs

Revise IRB application procedures so that the treating physician may submit as the application:

  • FDA Form 3926
  • Investigator brochure or another source describing risks and potential benefits of the treatment
  • Draft consent document
Revise procedures to ensure that your IRB is able to handle requests in a timely fashion.

  • As of October 3, 2017, FDA permits the IRB chair or designee to review and concur with the expanded access request.
Provide recommendations or similar guidance to your IRB members about how to review single patient expanded access requests.

  • Confirm the medical evaluation of the patient’s condition based on the information provided by the treating physician. This individual must be able to confirm or deny the claim that there is no comparable or satisfactory alternative available.
  • Ensure that informed consent or appropriate permissions will be obtained and documented. Given the compassionate nature of the request and FDA’s involvement, consent documents should meet the requirements listed in 21 CFR 50.25, using plain language that is specifically aimed at “patients” who expect direct benefit, as opposed to “subjects” who may not expect benefit.
  • Receive documentation that FDA has made its determinations regarding safety and effectiveness and has given clearance for the use.  Request the IND number and any documentation from FDA.
  • Review the physician’s treatment plan (or sponsor-provided treatment protocol) and determine that it makes adequate provision for ensuring the safety of the patient including adequate monitoring (timing and type of tests/exams, etc.) and appropriate plans for collecting and reporting the data.
Publish procedures so that they are available to treating physicians and IRB members.

Assistance with IRB Procedures

We encourage all IRBs to streamline the review process so that every patient request for expanded access is approved quickly. For more information, including assistance with your IRB procedures, please contact Clinical Research Pathways at or call 404.386.8982. Together, we can make a difficult time a little easier for desperately ill patients and their families.

For Physicians

The treating physician is the link between desperately ill patients and three key players in the expanded access process: the drug manufacturer, the Food and Drug Administration (FDA), and the institutional review board (IRB). Once approval is obtained, the physician also administers the experimental medicine and monitors the patient’s response.

Because many physicians are not familiar with the process and their responsibilities, Clinical Research Pathways has summed them up below and in a PDF. We’ve also provided step-by-step instructions to assist you.

Responsibilities of a Sponsor-Investigator (Treating Physician):

  • Apply to and obtain approval from FDA and an IRB prior to administering the investigational product.
  • Seek IRB approval for continuing review if the treatment use extends longer than one year or a second dose is needed.
  • Obtain and document appropriate informed consent from the patient or legally authorized representative prior to treatment.
  • Maintain accurate case history records and observations related to provision of product, including adverse events.
  • Report adverse events as required by FDA.
  • Maintain accurate documentation of the disposition of investigational product, including dates, quantity, and use.
  • Adhere to reporting obligations of IRB, FDA, and sponsor.
  • Prepare and send summary report of treatment use to sponsor and FDA.
  • Maintain confidentiality of the information both about the patient and the condition.
  • Comply with applicable local laws and institutional policies.

Step-by-Step Process to Obtain a Single Patient IND (Non-emergency)

A PDF version of this document is available here.

  1. Discuss available treatment options with the patient and decide, along with your patient, whether a clinical trial or treating with an investigational drug, biologic, or device outside a clinical trial is appropriate. This will be dependent upon the patient’s medical history, whether there are approved therapies available with which the patient has not been treated, and whether they are eligible to enter a clinical trial for the product. Only patients with a serious or life-threatening disease or condition are eligible for expanded access consideration.
  2. Select the investigational product that you want to use for treatment. This may occur in several ways: the patient brings information about the investigational product to you, you consult or RUF Navigator to find which investigational products are available through a company’s expanded access program, you contact the drug, biologic or device company.Every company is mandated by the 21st Century Cures Act to publish its policy regarding expanded access, and provide contact information for requests.A company that does not have a listed expanded access program may be willing to provide its product outside of its ongoing clinical trial(s) and, therefore, you should contact the company.
  3. Follow the company’s instructions for requesting a single patient IND (treatment use).
  4. After you receive the company’s decision, if the company agrees to provide the product, they will provide a Letter of Authorization (LOA), allowing FDA to cross-reference their Investigational New Drug Application (IND). This signals FDA that the company will make their product available outside of the clinical trial setting.See FDA’s Expanded Access Contact Information website for physicians to locate the appropriate review division to file the request. You will need to complete FDA Form 3926 (you may need to open the page in Internet Explorer or save the document as a PDF to your desktop by selecting “save page as” under your browser’s file menu before opening it) describing the patient’s medical history and current status, proposed treatment protocol (such as dose, treatment duration, concomitant conditions/medications, etc., and rationale for the proposed treatment). You will also need to attach your curriculum vitae to confirm medical qualification, and provide any background information about the product, regarding known safety or efficacy, and the letter of authorization (LOA) from the company. You will also confirm on the application that treatment will not begin without prospective IRB review and documentation of informed consent, once you receive confirmation from FDA.
  5. FDA has up to 30 days to make a determination, and usually will respond sooner. If the determination is to proceed, FDA will send you a letter with the IND number and any concerns, recommendations, or stipulations.
  6. While you are waiting for FDA’s determination, contact the IRB office in your institution or the IRB that your institution uses to make them aware that the expanded access request will be coming to them shortly for review. If you don’t have access to an IRB, contact Clinical Research Pathways at or call 404.386.8982 to find an IRB that will conduct the review for you.After you receive FDA approval, submit Form 3926, a draft informed consent document, and any other documents required by the IRB for review. Be sure to check the box on Form 3926 requesting a waiver of the requirement for the full IRB to review the request. The IRB chair or a designee will review the request.
  7. Once you have received IRB approval, and the patient has reviewed and signed the informed consent document, you may begin to treat the patient.
  8. Review FDA’s requirements for physicians who treat patients under a single patient IND (above).

Finding an IRB

Please contact Clinical Research Pathways at or call 404.386.8982 if you need assistance finding an IRB to review an expanded access request.

Important documents